August was a month filled with updates from the regulators and treasury, which included:

• The Quality of Advice Review Proposals Paper;

• APRA Climate Risk Survey Results;

• ASIC announcement regarding breach (reportable situation) reporting;

• Results from ASIC’s surveillance activities into implementation of the internal dispute resolution (IDR) regime;

• ASIC’s review of Target Market Determinations under the Design and Distribution Regime (DDO); and

• Corporate Plans from both regulators.

Jonathan Steffanoni - Managing Partner
QMV Legal

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